What financial advisory firms are telling us
We talk to Registered Investment Advisors (RIAs) constantly. The same problems come up every time.
Onboarding takes too long
New clients fill out PDFs, scan documents, and email everything back. It takes days and creates compliance gaps.
Annual reviews are reactive
There is no structured way to gather client updates before a meeting, so advisors go in blind.
Compliance is manual
Suitability forms, risk questionnaires, and disclosures live in Word docs and email threads — hard to audit.
No IT support
Oftentimes smaller firms cannot justify the expense of hiring developers or waiting on their tech stack vendors to make changes to their workflows.
Onboarding a new client in under 10 minutes
Send a link. The client completes KYC, risk profiling, and document upload in a single guided flow. You receive a structured summary — no chasing required.
Identity verification
Built in
Audit-ready output
Yes
Suitability and risk — always on file
Build suitability questionnaires that match your firm's IPS and risk framework. Every response is timestamped, stored, and retrievable — ready for an SEC examination.
Version control
Response log
Annual review prep — sent before you meet
A short pre-meeting flow surfaces updated goals, life changes, and risk tolerance from each client. You walk in prepared. They feel heard.
Built for the advisor who wears every hat
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